by Scott Stolley
Copyright 2003 Defense Research Institute, Inc.
Don’t confuse your buts with your ands
With an astonishing vocabulary exceeding 600,000 words, the English language is the most expansive in human history. Of course, no one has mastered 600,000 words, but lawyers probably have a larger vocabulary than most. And since law is especially language-dependent, lawyers are usually more adept than most at using words. Unfortunately, lawyers are also adept at misusing words. Certain misuses—such as those discussed below—are discouragingly frequent.
This phrase is a favorite among lawyers—but only among lawyers. Laypeople rarely use it. If only it was as rare in the law, for it is clunky and often ambiguous. It can mean, for example, by, under, in accordance with, in compliance with, or in carrying out.
Plaintiffs bring this lawsuit pursuant to (read under) the Tort Claims Act.
The defendant was held pursuant to (in accordance with) the arrest warrant.
Pursuant to (According to) the contract, the seller must forfeit the deposit.
Pursuant to (In carrying out) the mandate, the trial court entered judgment.
That and Which
That should be used in restrictive clauses, while which (preceded by a comma) should be used in nonrestrictive clauses. A restrictive clause is essential to the meaning of the sentence. A nonrestrictive clause could be omitted without affecting the sentence’s meaning, because it adds supplemental, nonessential information.
Lawyers often use which when they should use that:
Cases which (read that) support this rule are too numerous to list.
The prosecutor wanted a jury which (read that) would favor the death penalty.
Bryan Garner has offered two examples in which correct usage of that and which is essential to meaning:
All the cases that were decided before the 1995 legislation support this argument.
All the cases, which were decided before the 1995 legislation, support this argument.
As Garner explains: "The first sentence implies that some cases decided after the 1995 legislation don’t support the argument. The second implies that no cases were decided after the 1995 legislation:"
Technically, it is often acceptable to use while for although, since both can suggest a contrast. But be cautious: While also carries a connotation of temporality.
While she laughed at her own joke, she felt guilty.
Does this mean that she felt guilty only during the time that she laughed? Or does it mean that she laughed even though she felt guilty? To avoid the temporal ambiguity, it is often better to choose although over while.
Grammatically speaking, "however" can be used to start a sentence. But the simpler, cleaner word "but" is preferable. However works better in mid-sentence, as in the example:
It seems unlikely, however, that Congress intended that result.
One meaning of however is always appropriate at the start of a sentence:
However you read the statute (meaning in whatever way you read the statute), you must agree that it is poorly drafted.
How many times you have seen prose like this: "The negligence of Defendant Jones and/or Defendant Smith proximately caused Plaintiff’s injuries"? Lawyers think they are being precise by including both the conjunctive and and the disjunctive or. But courts have not viewed this phrase as precise, calling it, among other things, "a verbal monstrosity," "a befuddling, nameless thing," and an "abominable invention."
As Garner points out, the word "or" usually connotes and as well. So often, you can leave out the "and." Overall, it is better to say "Defendant Jones or Defendant Smith or both" if you absolutely must convey both the conjunctive and disjunctive.
These are crutch words that lend awkwardness, not precision. There is no need to say "To the Honorable Judge of Said Court." Just say "To the Honorable Court." Don’t say "The said witness saw the said defendant run the light." Simply say, "The witness saw the defendant run the light."
Don’t say "The pleading is filed by tendering same to the clerk." Use common English and say, "The pleading is filed by tendering it to the clerk."
Whether or Not
Most uses of the word whether do not require the qualifier or not, since whether implies or not. Thus, you can usually omit or not as superfluous.
It is the client’s decision whether or not (read whether) to settle.
"Or not" should be included when whether "or not" means "regardless of whether:"
The game will be played whether or not it rains.
"Affect" is a verb usually meaning "to influence" or "to have an effect on." "Effect" is usually a noun meaning "a result or consequence:" Sometimes "effect" is used as a verb meaning "to bring about, accomplish:"
The ruling did not affect him.
The ruling had no effect.
The ruling effected a change in the law.
Imply means "to suggest." Infer means "to deduce."
From the legislative history, the court inferred Congress’s intent.
The legislative history implies that Congress meant something else.
Of course the preceding list merely scratches the surface. For more complete treatment, consult any of Bryan Garner’s books, such as The Redbook, A Manual on Legal Style and A Dictionary of Modern Legal Usage.
Scott P. Stolley is a senior partner with Thompson & Knight LLP in Dallas, Texas. He is board certified in civil appellate law by the Texas Board of Specialization.
Copyright 2003 Defense Research Institute, Inc. First published in the January 2003 issue of For the Defense.